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RIA Hypothetical Performance In The Context Of The SEC Marketing Rule

RIA Hypothetical Performance In The Context Of The SEC Marketing Rule

The SEC Marketing Rule governs a variety of marketing-type activities that registered investment advisers (RIAs) may undertake. Performance marketing, in addition to other types of marketing, such as affiliate marketing, including via endorsements and testimonials as well as third party ratings, are some of the key components that comprise the Marketing Rule. RIA hypothetical performance …

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