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The Top 5 Terms & Conditions Legal Considerations

The Top 5 Terms & Conditions Legal Considerations

Terms and conditions are ubiquitous and are present on almost every website and app that we use. Whether it is our online banking or purchases made via online marketplaces, such as Amazon.com, terms and conditions are present. Terms are so omnipresent that there are websites that monitor their contents and changes, such as Clickwrapped.com as …

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RIA Hypothetical Performance In The Context Of The SEC Marketing Rule

RIA Hypothetical Performance In The Context Of The SEC Marketing Rule

The SEC Marketing Rule governs a variety of marketing-type activities that registered investment advisers (RIAs) may undertake. Performance marketing, in addition to other types of marketing, such as affiliate marketing, including via endorsements and testimonials as well as third party ratings, are some of the key components that comprise the Marketing Rule. RIA hypothetical performance …

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The FTC's Enforcement Priorities & How To Ensure Compliance

The FTC’s Enforcement Priorities & How To Ensure Compliance

With technology rapidly evolving and eCommerce and related marketing changing with it, too, the Federal Trade Commission (FTC) under the Chair, Lina Khan, is increasingly taking a comprehensive approach to its equally broad mandate under Section 5 of the FTC Act which prohibits ”unfair or deceptive acts or practices in or affecting commerce.” Some have …

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